Securities fees
Pursuant to ORS 59.049, for new filings received on or after July 1, 2010 or renewal filings
effective on or after July 1, 2010, the Director sets the following fees for notice filings for
federal covered securities:
icensing of firms and individuals
*The initial license for Canadian firms and individuals and for firms and individuals licensing through the CRD/IARD system expires on December 31. For any other firm or individual licensing directly
with the department, the license is effective for 1 year from issuance.
**The issuer agent initial license is valid for a maximum of 1 year and expires when the issuer's Order of Registration expires.
Registration of securities: For initial and any renewal applications, fees will be 1/10 of 1% of the amount being offered in Oregon, with minimum fees of $200 and maximum fees of $1,500.
An Order of Registration is effective for 1 year from the date of issuance.
Notice filings for federal-covered securities
